Chapter Four · failure evidence

What State Estimation & Kalman Filtering got wrong, from 86 dissertations

Across these studies, Kalman filters and related state estimation algorithms frequently suffer from divergence, excessive computational complexity, and vulnerability to model misspecification. Practitioners often observe that filters break down under severe nonlinearities, unmodeled physical dynamics, and sparse or occluded measurements, leading researchers to reject them in favor of simpler observers or empirical baselines. These records come from PhD theses at 25 institutions, 2021 to 2026. Each links to its thesis. They were extracted by language models reading the full text, so treat each as a lead to read, not a verdict.

Linearization errors and severe nonlinearities cause filter divergence

16 theses · 10 institutions

First-order Taylor series expansions and sigma-point approximations break down when applied to highly nonlinear kinematics, coordinated maneuvers, and non-Newtonian dynamics. These linearization failures lead to unbounded covariance growth, tracking divergence, and severe estimation errors.

Tried and failed

constant-acceleration Extended Kalman Filter applied to mobile emitter tracking with position error. Outcome: did not converge. Reason: diverged due to large relative position errors, performing worse than standard linear Kalman filter

Data-Driven Localization and Structure Learning in Reverberant Underwater Acoustic Environments · MIT

Tried and failed

extended Kalman filter for nonlinear depth estimation applied to visual feature depth tracking. Outcome: unstable. Reason: linearization breakdown under high measurement nonlinearity caused filter divergence and unphysical negative values

Spacecraft navigation and decision making in uncertain environments · UT Austin

Tried and failed

extended Kalman filter SLAM applied to robot localization with odometry noise. Outcome: did not converge. Reason: linearization errors from odometry uncertainty cause divergence in stationary counterexample scenarios

Onboard control, tracking and navigation for autonomous systems · UT Austin

Tried and failed

conventional extended Kalman filter state estimation applied to indirect wind velocity estimation. Outcome: did not converge. Reason: linearization errors during high-dynamic coordinated turning maneuvers caused filter divergence

An Invariant Extended Kalman Filter for Indirect Wind Estimation Using a Small, Fixed-Wing Uncrewed Aerial Vehicle · Virginia Tech

Tried and failed

particle filter with extended Kalman filter state estimation applied to jump-Markov state estimation. Outcome: worse than baseline. Reason: linearization errors in the extended Kalman filter reduced estimation accuracy

Advances in the Use of Finite-Set Statistics for Multitarget Tracking · Virginia Tech

Tried and failed

linear Kalman filtering on nonlinear kinematics applied to aircraft state and wind estimation. Outcome: did not converge. Reason: Maneuvering kinematics violated nominal equilibrium linearization assumptions, causing filter divergence

Identification of Unsteady Flight Dynamic Models and Model-based Wind Estimation with Flight Test Validation · Virginia Tech

Tried and failed

conventional extended Kalman filter applied to aerodynamic wind estimation from inertial data. Outcome: did not converge. Reason: linearization errors caused filter divergence during unaccelerated straight and level flight

An Invariant Extended Kalman Filter for Indirect Wind Estimation Using a Small, Fixed-Wing Uncrewed Aerial Vehicle · Virginia Tech

Tried and failed

extended Kalman filtering with kinematic motion models applied to trajectory prediction of maneuvering targets. Outcome: worse than baseline. Reason: linear kinematic assumptions cannot accurately capture complex nonlinear maneuvering dynamics

Data-driven Target Tracking and Hybrid Path Planning Methods for Autonomous Operation of UAV · Virginia Tech

Lost to a baseline

In the Circular Restricted Three-Body Problem (CR3BP) northern halo orbit tracking test, the standard linear-update UKF diverges right before 3 TU (loses tracking of the spacecraft), losing to the higher-order quadratic and polynomial filters (QUKF, QACUKF-4, CACUKF-6).

Polynomial Kalman filter updates · Iowa State

Considered and rejected

Considered and rejected: Rejected standard iterative Taylor linearization / Extended Kalman Filtering because range and angle measurements are highly nonlinear and underdetermined, failing to maintain Gaussianity.

Blind as a bat: spatial perception without sight · EPFL

Considered and rejected

Considered and rejected: Rejected classical Extended Kalman Filter (EKF) and linear observers due to Jacobian linearization errors and inability to handle abrupt feed discontinuities

Advancing bioprocessing with ensemble kalman filter: from state estimation to knowledge transfer · Imperial

Considered and rejected

Considered and rejected: Rejected using extended Kalman filter (EKF) linearizations because propagating first/second-order approximations caused large errors in highly non-linear arm dynamics

Efficient and Safe Robot Planning in Human-Robot Collaboration · DSpace at SUNY Buffalo

Considered and rejected

Considered and rejected: Rejected Extended Kalman Filter (EKF) and Particle Filter in favor of Unscented Kalman Filter due to EKF instability on highly non-linear measurement equations and Particle Filter computational inefficiency.

Advances in passive acoustic detection, localization, and tracking applied to unmanned underwater vehicles · Woods Hole

Tried and failed

Gaussian companion filters for particle flow uncertainty propagation applied to highly nonlinear state estimation. Outcome: unstable. Reason: linearized or unscented covariance approximations lead to statistically inconsistent uncertainty estimates in severe nonlinearities

Adventures in Kalman filtering : exploring methods of expanding the uses of the Kalman filter · UT Austin

Considered and rejected

Considered and rejected: Rejected using extended Kalman filtering with Jacobian linearizations due to complex nonlinear aerodynamics, selecting an Unscented Kalman Filter instead.

Real Time Local Wind Inference for Robust Autonomous Navigation · Penn

Considered and rejected

Considered and rejected: Rejected the Extended Kalman Filter (EKF) in favor of the Unscented Kalman Filter (UKF) to avoid linearisation approximation errors from Taylor series expansion while keeping computational complexity low.

Identification of nonlinear and time-varying systems under dynamic and seismic excitation · IRIS - POLITO - prod

Considered and rejected

Considered and rejected: Rejected Extended Kalman Filter (EKF) in favor of Unscented Kalman Filter (UKF) because the hydraulic model's non-Newtonian frictional pressure loss terms require numerical solutions without explicit analytical forms, making linearization impractical.

Autonomous steering and event detection : modeling, estimation, and control in drilling engineering · UT Austin

Kalman filter variants are frequently outperformed by simpler baselines

13 theses · 8 institutions

Complex Kalman filtering formulations often produce larger estimation errors and lag than simple linear regressions, moving averages, or deterministic observers. Additionally, advanced nonlinear variants such as unscented Kalman filters frequently fail to improve accuracy over basic linear filters or raw sensor signals.

Lost to a baseline

Colored noise Kalman filter with augmented random bias state loses optimality guarantee, yielding higher K-L divergence metric Eopt than an ideal Kalman filter with known disturbance input

Aerospace Applications of Noise Covariance Identification with Autocovariance Least Squares · ResearchWorks

Lost to a baseline

Manually tuned Extended Kalman filters (EKF 1, EKF 2, EKF 3) were outperformed by the LTV-ALS tuned Extended Kalman filter, which achieved lower K-L divergence metric Eopt and smaller initial transient oscillations

Aerospace Applications of Noise Covariance Identification with Autocovariance Least Squares · ResearchWorks

Lost to a baseline

Kalman Filter was outperformed by the Levant Observer and Luenberger Observer in relative velocity estimation accuracy under noisy position measurements.

Guidance and Navigation Algorithms for Spacecraft Low-Thrust Proximity Operations: Formation Flight in Circular Relative Orbit · IRIS - POLITO - prod

Lost to a baseline

Misspecified linear Kalman filter yielded higher correlations but worse relative standard deviations in non-linear state space setups compared to the partial information filter.

ESSAYS ON MACRO FINANCE · Penn

Lost to a baseline

Variance-scaled Kalman filtering (KFSA/KFSB) exhibited larger parameter estimation biases and variance than variance-scaled Gaussian (GS) and negative binomial (NB) estimators under high noise (q_p, q_m = 2).

Enhancing methods for modeling and estimation of complex socio-technical systems · MIT

Lost to a baseline

Kalman Filter and Moving Average smoothing produced higher TTC MAE (0.81 s and 0.86 s) compared to raw UWB measurements (0.62 s excluding 20 m).

Utilization of Wireless Sensors for Pedestrian Safety Studies · Carleton University Institutional Repository

Lost to a baseline

Kalman with GCV hyperparameter optimization performed worse than Savitzky-Golay gridsearched optima on several benchmark systems.

Open-Source Dynamical Systems Research, with a Side of (Francis) Bacon · ResearchWorks

Tried and failed

unscented Kalman filter for motion state estimation applied to pedestrian multi-object tracking. Outcome: worse than baseline. Reason: nonlinear filtering degraded tracking accuracy compared to standard linear Kalman filter models

Improved 2D Camera-Based Multi-Object Tracking for Autonomous Vehicles · Virginia Tech

Tried and failed

Unscented Kalman Filter state estimation applied to nonlinear dynamic wind estimation. Outcome: worse than baseline. Reason: Higher computational overhead and tuning complexity yielded no significant improvement over Extended Kalman Filter.

Identification of Unsteady Flight Dynamic Models and Model-based Wind Estimation with Flight Test Validation · Virginia Tech

Tried and failed

incorporating unsteady dynamic models into kalman filters applied to wind velocity estimation in flight. Outcome: worse than baseline. Reason: unsteady aerodynamic models yielded marginally higher root mean square deviation than quasi-steady models

Identification of Unsteady Flight Dynamic Models and Model-based Wind Estimation with Flight Test Validation · Virginia Tech

Lost to a baseline

Kalman filter prediction method (185 m/year average RMSE) was beaten by simple linear regression rate extrapolation (128 m/year average RMSE).

Coastal Erosion Hazard in Bangladesh: Space-time pattern analysis and empirical forecasting, impacts on land use/cover, and human risk perception · Virginia Tech

Lost to a baseline

Kalman smoothing with GCV hyperparameter optimization was outperformed by gridsearched Kalman smoothing and gridsearched Savitzky-Golay across multiple benchmark ODEs.

Open-Source Dynamical Systems Research, with a Side of (Francis) Bacon · ResearchWorks

Lost to a baseline

Under random time series errors alone, standalone IRS (0.46995 NM/HR 95% error) outperformed the integrated Kalman filter (0.876 NM/HR 95% error)

Integration of global positioning and inertial reference system data inside a flight management computer · Cranfield

Lost to a baseline

Standard FairMOT and Faster R-CNN/YOLOv8 outperformed standard Kalman filtering in tracking and speed estimation accuracy in video processing.

New modelling approaches to analyse unsafe traffic conditions in real-time · Imperial

Considered and rejected

Considered and rejected: Rejected low-pass filters and Kalman filters for prediction output post-processing in favor of EMA filter due to superior smoothing and stability

Investigation of Future Voluntary Movement Prediction for Pathological Tremor-Alleviating Exoskeletons · Virginia Tech

Lost to a baseline

robust Kalman Filter was beaten by the Certainty Equivalent Kalman Filter on benign simulations by up to 1.64x mean squared error

Statistical Learning For System Identification, Estimation, And Control · Penn

Unmodeled physical dynamics and structural misspecification corrupt state estimates

14 theses · 7 institutions

Filters fail to maintain stable tracking when nominal equations ignore key physical phenomena such as frictional slip, actuation delays, or stiffness variations. Missing terms in the system model and unmodeled disturbances lead to continuous estimation drift, lag, and filter instability.

Tried and failed

augmented Extended Kalman Filter parameter estimation applied to structurally misspecified dynamic systems. Outcome: did not converge. Reason: missing model dynamics terms cause parameter estimates to diverge or converge to incorrect values

Online Information-Aware Motion Planning with Model Improvement for Uncertain Mobile Robotics · MIT

Tried and failed

Extended Kalman filter online parameter estimation applied to car-following model parameter identification. Outcome: did not converge. Reason: Persistent excitation order was insufficient to prevent divergence and high error covariance in linear parameter estimation

Vehicle Longitudinal Control under Autonomy, Connectivity, and Mixed-flow Traffic · Georgia Tech

Tried and failed

sub-optimal discrete Kalman filter with multirate updates applied to multisensor navigation state estimation. Outcome: did not converge. Reason: Unmatched filter dynamics failed to maintain unobservable error states, corrupting bias and tilt estimates.

Integration of global positioning and inertial reference system data inside a flight management computer · Cranfield

Tried and failed

extended Kalman filter wheel odometry fusion applied to mobile robot track navigation. Outcome: unstable. Reason: unmodeled variable frictional slip between drive wheels and contact surfaces degraded state estimation

A novel railway maintenance robot for inspection and repair · Cranfield

Considered and rejected

Considered and rejected: Rejected the standard uncorrected Extended Kalman Predictor (EKP) for position states because ignorable coordinates with non-zero equilibrium velocity (e.g., X, Y, Z, psi) accumulate an uncompensated drift/bias shift over the delay horizon.

Time Delay Mitigation in Aerial Telerobotic Operations Using Predictors and Predictive Displays · Virginia Tech

Considered and rejected

Considered and rejected: Rejected full state-space / Kalman filter models due to severe parameter proliferation, specification errors compounding across horizons, and computational complexity.

Using Mixed Frequency Data to Forecast Recessions and GDP · ResearchWorks

Tried and failed

zero-order hold discretization in unscented Kalman filter applied to dynamic parameter estimation. Outcome: worse than baseline. Reason: insufficient approximation of continuous-time dynamics leading to significant parameter estimation errors compared to first-order hold

Finite element model updating of exponential non-viscous damping systems · Georgia Tech

Tried and failed

Kalman state estimation with underestimated stiffness parameter applied to compliant parallel robot state estimation. Outcome: unstable. Reason: Underestimating the stiffness matrix in the filter introduced lag and oscillation, destabilizing closed-loop whole-body control

Design and Control of a Structurally Elastic Humanoid Robot · Virginia Tech

Tried and failed

Kalman filtering without sensor delay compensation applied to fast dynamic robot state estimation. Outcome: unstable. Reason: ignoring uncorrected sensor latencies caused large error accumulation during rapid transient phases

Estimation and Planning for Dynamic Robot Behaviors · Harvard

Tried and failed

adaptive extended Kalman filter under dynamics mismatch applied to multi-agent state estimation during propagation. Outcome: did not generalise. Reason: adaptive covariance estimation failed to compensate for severe structural model mismatch, increasing cumulative uncertainty

Enhancing Teamwork in Multi-Robot Systems: Embodied Intelligence via Model- and Data-Driven Approaches · Georgia Tech

Tried and failed

full-state extended Kalman filter on discretized PDE applied to convection-diffusion bioreactor state estimation. Outcome: unstable. Reason: numerical instability caused by ill-conditioned covariance matrix inversion with high-dimensional discretized states

Digital Twin Design and Autonomous Control of Bioreactor Systems for Human Immune Cell Expansion · Georgia Tech

Tried and failed

finite input covariance filter for joint estimation applied to nonlinear dynamic structural state estimation. Outcome: unstable. Reason: incorrect initial input covariance causes severe low-frequency drift and underestimates residual state displacements

Input-State Estimation of Inelastic Structural Systems: Theoretical Framework and Experimental Validation · Georgia Tech

Tried and failed

ensemble Kalman filter data assimilation applied to bioreactor kinetic state estimation. Outcome: unstable. Reason: unmodeled time delays and discrete kinetic switching caused filter instability, forcing state exclusion

Advancing bioprocessing with ensemble kalman filter: from state estimation to knowledge transfer · Imperial

Tried and failed

neural network prediction of Kalman filter gains applied to multi-sensor state estimation. Outcome: did not generalise. Reason: Model assumption dependency, noise sensitivity, and failure to adapt to unmodeled environmental and sensor anomalies.

ML-Enhanced Visual Inertial Navigation System for UAVs · Cranfield

High computational overhead prevents real-time embedded execution

13 theses · 11 institutions

Full-state covariance matrix inversions, high-dimensional Jacobian calculations, and iterative ensemble queries exceed the processing capabilities of microcontrollers and real-time platforms. Consequently, researchers frequently discard full Kalman filtering architectures in favor of lower-order models or complementary filters.

Considered and rejected

Considered and rejected: Rejected full-Jacobian all-pixel Extended Kalman Filter (EKF) covariance matrix tracking due to intractable O((2*N_pix)^3) matrix inversion complexity, restricting analysis to single-pixel EKF

Embedded Computing for Wavefront Control on Future Space Telescopes · MIT

Considered and rejected

Considered and rejected: Rejected running BPTT through the Kalman filter in a recurrent feedback hybrid architecture due to excessive compute and optimization instabilities.

Verfahren zur Zustandsschätzung im LKW-Trailer · Leibniz Universität Hannover Repository

Tried and failed

particle filter state estimation applied to battery state of charge estimation. Outcome: too slow. Reason: Substantially higher computational cost without noticeable accuracy improvement over extended Kalman filtering

Advanced state of charge estimation for lithium-sulfur batteries. · Cranfield

Tried and failed

Extended Kalman filter with linearized observation model applied to sensor state estimation on microcontrollers. Outcome: too slow. Reason: linearizing piecewise nonlinear observation equations exceeded the microcontroller's computational capacity

Modular Robots Morphology Transformation And Task Execution · Penn

Considered and rejected

Considered and rejected: Rejected nonlinear filtering (unscented Kalman filter) and Bayesian parameter estimation due to prohibitive computational expense on big data.

Deep Time: Deep Learning Extensions to Time Series Factor Analysis with Applications to Uncertainty Quantification in Economic and Financial Modeling · Virginia Tech

Considered and rejected

Considered and rejected: Rejected Kalman filter for combining accelerometer and gyroscope data due to its high computational processing cost, choosing complementary filter instead

Implementación de un sistema no invasivo para la identificación del nivel de atención en personas · Repositorio Institucional BUAP

Considered and rejected

Considered and rejected: Rejected using a single full 3-D Kalman filter with 6x6 matrices due to higher computing complexity and calculations, choosing two 2-D KFs with 4x4 matrices instead

SELECTIVE BEAMSTEERING AND 3-D TRACKING PHASED ARRAY RADAR WITH REDUCED DIMENSION KALMAN FILTERING · Calhoun

Considered and rejected

Considered and rejected: Rejected dedicated ship motion estimators (e.g. Unscented Kalman Filters, Prony analysis) because they require substantial initialization time and add computational complexity.

Robust Control for a Quadrotor Unmanned Aerial Vehicle in Complex Environments · Texas Tech

Considered and rejected

Considered and rejected: Rejected particle filter (PF) state estimation in favor of iSAM2 nonlinear least-squares due to excessive computational cost

Adaptive AUV-assisted Diver Navigation for Loosely-Coupled Teaming in Undersea Operations · MIT

Considered and rejected

Considered and rejected: Rejected a full extended Kalman filter (AHRS) running real-time on the microcontroller due to high computational demand.

Sensor-based electronic monitoring of feeding and drinking activity of nursery pigs in swine farms · Iowa State

Considered and rejected

Considered and rejected: Rejected Extended Kalman Filter (EKF) in favor of standard Kalman Filter (KF) within IMM due to EKF's computational complexity and runtime for non-real-time offline data processing.

Statistical Modeling of Air Traffic: Development of Methods and Application through a Canadian Case Study · Carleton University Institutional Repository

Considered and rejected

Considered and rejected: Decided against using the Unscented Kalman Filter in Chapter 5 in favor of the Extended Kalman Filter to reduce computation time during large simulation runs

Mission-driven Sensor Network Design for Space Domain Awareness · Virginia Tech

Considered and rejected

Considered and rejected: Rejected Unscented Kalman Filter (UKF) and Ensemble Kalman Filter (EnKF) in favor of EKF because they require multiple or ensemble model queries per update rather than a single differentiable forward pass.

An Approach for Rapid, Uncertainty-aware Damage Diagnosis of Rotating Machinery · Georgia Tech

Covariance underestimation and ensemble collapse destabilize data assimilation

12 theses · 7 institutions

Ensemble Kalman filters experience rapid loss of ensemble spread and artificial variance reduction in high-dimensional and chaotic systems. Without proper spatial localization or correction routines, spurious correlations accumulate and drive the filter toward numerical divergence.

Tried and failed

ensemble Kalman filter with high update frequency applied to hydrodynamic state estimation. Outcome: unstable. Reason: diminishing ensemble spread caused filter divergence, leading to ignored observations

Integrated numerical modeling and data-driven techniques for thermal effluent simulation in coastal waters · Imperial

Tried and failed

multilevel ensemble Kalman filtering applied to quasigeostrophic fluid dynamics data assimilation. Outcome: did not converge. Reason: lack of forecast corrections, mean corrections, and spatial covariance localization caused filter divergence

Combining Data-driven and Theory-guided Models in Ensemble Data Assimilation · Virginia Tech

Considered and rejected

Considered and rejected: Rejected K-means hard clustering in PFGMM for light-curve tracking due to filter divergence from neglecting component covariances.

Sequential Monte Carlo filtering with Gaussian mixture models for highly nonlinear systems · UT Austin

Considered and rejected

Considered and rejected: Rejected comparing raw linear trends of the Paleoclimate Data Assimilation (PDA) ensemble mean against instrumental data because offline ensemble Kalman filtering artificially attenuates posterior variance relative to targets.

Decadal to centennial-scale climate interactions across the Indo-Pacific region · Woods Hole

Considered and rejected

Considered and rejected: Rejected evaluating linear warming trends using the Paleoclimate Data Assimilation (PDA) ensemble mean due to Kalman filter variance loss and time-dependent proxy network dropouts.

Decadal to centennial-scale climate interactions across the Indo-Pacific region · MIT

Tried and failed

ensemble Kalman filter applied to Lagrangian data assimilation in chaotic flows. Outcome: unstable. Reason: assimilation intervals exceed the Lagrangian autocorrelation timescale causing filter divergence from chaotic hyperbolic stretching

High-Dimensional Optimal Path Planning and Multi-Timescale Lagrangian Data Assimilation in Stochastic Dynamical Ocean Environments · MIT

Tried and failed

estimating state error covariance directly from ensemble mean applied to ensemble Kalman filter epidemic forecasting. Outcome: unstable. Reason: led to numerical errors and ensemble collapse during forecasting

Validating Forecasting Strategies of Simple Epidemic Models on the 2015-2016 Zika Epidemic · Virginia Tech

Tried and failed

ensemble Kalman filter without covariance localization applied to large-scale high-dimensional data assimilation. Outcome: unstable. Reason: spurious correlations caused posterior variance collapse in high dimensions

Ensemble Kalman filtering and conditional normalizing flows for seismic monitoring via data assimilation · Georgia Tech

Tried and failed

decentralised Kalman filter without joint covariance tracking applied to cooperative multi-agent relative state estimation. Outcome: unstable. Reason: inter-agent errors become correlated after mutual ranging, causing filter divergence during rank reversals

The application of relative navigation to civil air traffic management · Cranfield

Tried and failed

ensemble Kalman filter on non-Gaussian spatial fields applied to subsurface permeability parameter estimation. Outcome: worse than baseline. Reason: violation of Gaussian assumptions smeared sharp facies boundaries and distorted production forecasts

Rule-based and machine learning hybrid reservoir modeling for improved forecasting · UT Austin

Tried and failed

ensemble Kalman filter with static process noise applied to state estimation of zero-concentration components. Reason: constant noise covariance induced artificial fluctuations when true physical state was strictly zero

Advancing bioprocessing with ensemble kalman filter: from state estimation to knowledge transfer · Imperial

Considered and rejected

Considered and rejected: Rejected recursive data assimilation / iterative Ensemble Kalman Filtering in EnsCGP to avoid over-conditioning, bias accumulation, and ensemble collapse.

Physics-based and data-driven inversion of magnetotelluric data for subsurface imaging · Woods Hole

Sparse observations and unobservability cause unbounded error growth

10 theses · 5 institutions

Long measurement propagation intervals, high bearing noise, and sensor occlusions prevent filters from maintaining accurate state corrections. In situations with unobservable states or excluded sensory modalities, estimation errors accumulate without bound and cause filter divergence.

Tried and failed

extended Kalman filter with increased measurement noise covariance applied to indirect wind velocity estimation. Outcome: did not converge. Reason: state estimates diverged when measurement noise covariance was increased

An Invariant Extended Kalman Filter for Indirect Wind Estimation Using a Small, Fixed-Wing Uncrewed Aerial Vehicle · Virginia Tech

Tried and failed

unscented Kalman filter applied to orbit determination with sparse measurements. Outcome: did not converge. Reason: long propagation gaps between measurement updates caused divergence under nonlinear dynamics

Sequential Monte Carlo filtering with Gaussian mixture models for highly nonlinear systems · UT Austin

Tried and failed

Extended Kalman filter simultaneous localization and mapping applied to multi-agent fused directional sensing. Outcome: did not converge. Reason: Excessive bearing measurement noise and wide sensor opening angles degrade state estimator convergence

Dynamics of Multi-Agent Systems with Bio-Inspired Active and Passive Sensing · Virginia Tech

Tried and failed

Extended Kalman filter using sparse line-of-sight ranging applied to spacecraft orbit determination. Outcome: did not converge. Reason: measurement visibility below twenty percent caused unbounded filter divergence and extreme state estimation errors

Lunar Laser Ranging for Autonomous Cislunar Spacecraft Navigation · Virginia Tech

Tried and failed

sensor exclusion during Kalman filter state estimation applied to satellite attitude and torque estimation. Outcome: unstable. Reason: loss of absolute attitude measurements causes immediate filter divergence

Modeling and Analysis of a Thermospheric Density Measurement System Based on Torque Estimation · Virginia Tech

Tried and failed

Kalman-filter-based motion tracking without appearance features applied to multi-object tracking under occlusions. Reason: Kalman filter error accumulates during occlusions, preventing re-identification upon target reappearance

Intelligent perception frameworks and algorithms for social good: food security and public safety · Iowa State

Tried and failed

retaining cross-correlation covariance terms in EKF applied to vision-based spacecraft state estimation. Outcome: worse than baseline. Reason: cross-correlation terms produced less consistent state estimates and degraded overall filter performance

Planetary Images for Spacecraft State Estimation · Cornell

Tried and failed

reducing sensor noise parameter below model accuracy threshold applied to Kalman filter state estimation. Outcome: worse than baseline. Reason: underlying reference model resolution limits dominated error when sensor noise was over-optimistically tuned

Lunar Surface Navigation Using Gravity and Star Tracker Measurements · Virginia Tech

Considered and rejected

Considered and rejected: Rejected standard Kalman filtering for post-intervention Stage II MoodZoom data due to high missingness (29%), using time-adjusted RMSSD (tRMSSD) instead

Digital phenotyping and interventions for sleep & circadian rhythms in borderline personality disorder · Oxford

Tried and failed

extended and unscented Kalman filtering applied to nonlinear spacecraft relative navigation. Outcome: did not converge. Reason: point-wise unobservability and multimodal non-Gaussian posterior state distributions

Advancements in single- and multi-target filtering : using posterior estimates to update Gaussian mixture weights · UT Austin

Violations of physical bounds and manifold constraints degrade performance

8 theses · 5 institutions

Additive Kalman filter updates violate non-Euclidean manifold properties, causing quaternion norm drift and singular covariance matrices. Furthermore, unconstrained filtering variants generate infeasible states across contact boundaries and physical admissibility limits, destabilizing downstream models.

Considered and rejected

Considered and rejected: Additive Extended Kalman Filter (AEKF) was rejected because quaternion norm constraints are violated, covariance singularities occur, and error quaternions cannot form valid covariance representations.

Attitude Determination using Asynchronous MultiSensor Fusion · YorkSpace

Considered and rejected

Considered and rejected: Rejected standard additive Kalman filtering for quaternion states due to non-unit norm drift and renormalization inaccuracies, adopting MEKF error vectors instead

Modeling and Analysis of a Thermospheric Density Measurement System Based on Torque Estimation · Virginia Tech

Considered and rejected

Considered and rejected: Rejected model reduction for enforcing Kalman filter state constraints due to loss of physical state meaning and lack of general tractability across complex or time-varying constraints.

Attitude Estimation Algorithms and Comprehensive Error Analysis in the Generic Multi-sensor Integration Strategy · YorkSpace

Tried and failed

unscented Kalman filter applied to systems with contact constraints. Reason: sampled sigma points fell into infeasible regions, biasing state estimates away from the contact manifold

Estimation and Planning for Dynamic Robot Behaviors · Harvard

Tried and failed

unscented quaternion state estimation filter applied to rigid body attitude tracking with bias. Outcome: did not converge. Reason: residual sensor biases and disturbance torques prevented convergence to high accuracy

Computational Methods to Improve Satellite Attitude Determination and Control with a Focus on Autonomy, Generalizability, and Underactuation · MIT

Tried and failed

unconstrained extended Kalman filter with geometric error measurements applied to vehicle heading and pose estimation. Outcome: unstable. Reason: large initial heading errors caused non-unique cross-track error solutions leading to continuous heading oscillations

Autonomous Vehicle Pose Estimation in GNSS-Denied Areas Using Cross-Track Error Measurements · Virginia Tech

Tried and failed

unconstrained Kalman filtering variants applied to nonlinear physical state estimation. Outcome: unstable. Reason: estimates violated physical admissibility bounds, causing numerical instability and process model crashes

On traffic state estimation and control in the world of connected vehicles · UT Austin

Tried and failed

thresholded Kalman filter for intent disambiguation applied to human-robot physical interaction state estimation. Reason: could not distinguish passive mechanical compliance from active voluntary motion, causing false negative cooperativeness spikes

Modeling the Sit-to-Stand Transition using Koopman Lifting Linearization and Human State Estimation · MIT

Left open by the authors

Problems the authors named and did not get to.

Left open

Develop a principled residual uncertainty tracking method for low-rank Kalman filters to prevent overconfidence without heuristic covariance inflation. Blocker: Lacks a concrete mathematical formulation or specific algorithmic mechanism for tracking truncated residual uncertainty.

Probabilistic Inference for Spatiotemporal Dynamics · Publikationssystem UB Tuebingen

Left open

Extend the Maximum Correntropy Criterion Extended Kalman Filter to secure distributed vehicle-to-vehicle state estimation in multi-robot systems. Blocker: None

Correntropy: Answer to non-Gaussian noise in modern SLAM applications? · unevada

Left open

Integrate an Extended Kalman Filter with realistic navigation sensor models into the docking MPC simulation to reduce trajectory bouncing. Blocker: None

Application of model predictive control for the autonomous rendezvous and docking of small satellites · Georgia Tech

Left open

Implement bias-aware sequential Kalman filters to simultaneously estimate orbital state and systematic along-track biases from deep space TLE pseudo-observations. Blocker: None

Mitigation of deep space two-line element set biases with pseudo-orbit determination and data-driven models · Imperial

Left open

Implement an Extended Kalman Filter using a CTRV motion model for tracklet reconnection in subviral particle tracking. Blocker: None

Motion patterns of subviral particles: Digital tracking, image data processing and analysis Bewegungsmuster subviraler Partikel: Digitales Tracking, Bilddatenverarbeitung und -anal · open_UMR Marburg DSpace 10.0

Left open

Develop multifidelity square root filters, specifically extending the linear control variates ensemble Kalman filtering framework to a multifidelity LETKF. Blocker: None

Combining Data-driven and Theory-guided Models in Ensemble Data Assimilation · Virginia Tech

Left open

Derive theoretical convergence rates for extended Kalman, unscented Kalman, and particle ODE filters. Blocker: None

Uncertainty-Aware Numerical Solutions of ODEs by Bayesian Filtering · Publikationssystem UB Tuebingen

Left open

Estimate full posterior state distribution uncertainty beyond Gaussian linear approximations for multi-modal vision-based state estimation. Blocker: No concrete approach, target benchmark, or formulation specified for non-Gaussian posterior estimation

Methods for Vision-Based State Estimation and Online Motion Model Adaptation Using Multi-Modal Measurements and Motion Constraints · Publikationssystem UB Tuebingen

Left open

Incorporate multimodal belief distributions over contact modes into contact-constrained Kalman filtering to prevent filter divergence in simulation. Blocker: None

Estimation and Planning for Dynamic Robot Behaviors · Harvard

Left open

Incorporate Kalman filtering or Bayesian tracking into the PEB-annealed 3D UAV path planner to combine noisy localization measurements over time. Blocker: None

Management and Analysis of Localization Information in Uncrewed Aerial Systems · Virginia Tech

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